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FINRA SIE - Securities Industry Essentials Exam (SIE) Exam Braindumps

FINRA SIE - Securities Industry Essentials Exam (SIE) Exam Braindumps

  • Certification Provider:FINRA
  • Exam Code:SIE
  • Exam Name:Securities Industry Essentials Exam (SIE) Exam Exam
  • Total Questions:276 Questions and Answers
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NEW QUESTION: 1
Which of the following is an arrangement that involves partial integration and implies the ability to fully support an efficient subunit?
A. Contract integration.
B. Quasi-integration.
C. Upstream integration.
D. Tapered integration.
Answer: D
Explanation:
Tapered (partial) integration implies that the firm can fully support an efficient subunit but has additional needs to be met in the market. If the in-house subunit will not be efficient, that inefficiency must be weighed against the benefits of tapering. Tapering resultsin lower fixed costs than full integration. Furthermore, the strategy may allow the firm's subunit(s) to maintain constant production rates while external parties bear the risk of fluctuations. Another use of tapering is to protect against operational imbalances among the subunits. A risk of tapering is selling to, or buying from, competitors. Another is greater coordination cost. Advantages of tapering are avoidance of locked-in relationships, some access to external expertise, increased managerial incentives, offering a credible threat of full integration to suppliers or customers, and obtaining knowledge of the adjacent business and an emergency supply source.

NEW QUESTION: 2
Which of the following statements about cards is NOT TRUE?
A. Data within the cards can be used within Visual Search.
B. The same cards can be duplicated between entities and links.
C. Description field of data can be displayed within List Items.
D. Data within the cards can be displayed on a chart item.
Answer: D

NEW QUESTION: 3
What feature can be configured to control the size of of the Administration Requests database?
A. access control list in admin4.nsf
B. selective replication formula in admin4.nsf
C. configuring the Database Maintenance Tool (DBMT)
D. setting the admin4 parameter in the notes.ini
Answer: B
Explanation:
Explanation/Reference:
Explanation:

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