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FINRA SIE - Securities Industry Essentials Exam (SIE) Exam Braindumps

FINRA SIE - Securities Industry Essentials Exam (SIE) Exam Braindumps

  • Certification Provider:FINRA
  • Exam Code:SIE
  • Exam Name:Securities Industry Essentials Exam (SIE) Exam Exam
  • Total Questions:276 Questions and Answers
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NEW QUESTION: 1
Within the first 90 days of his employment, a security guard physically assaulted an alleged shoplifter.
Upon investigation, it was found that he had been previously convicted of a violent crime, but the employer failed to conduct a background check. This is an example of which of the following?
A. Failure to report
B. A criminal act
C. Negligent hiring
D. A violation of the Privacy Act of 1974
Answer: C
Explanation:
Explanation/Reference:
Answer option D is correct.
Negligent hiring occurs when an employer knows or should have known about an applicant's prior history that endangered customers, employees, vendors, or others with whom the employee comes into contact.
While this behavior may be classified as a criminal act (B), it is not a violation of the employee privacy (A) but rather a function of workplace violence that may have been prevented through proper screening at the time of hire.
Chapter: Workforce Planning and Employment
Objective: Review Questions

NEW QUESTION: 2
顧客がサードパーティのルーターとファイアウォールを備えたデータセンターを所有しているデータネットワーク用のFlexFabricスイッチングと帯域外管理ネットワーク用のArubaOS-Switchスイッチングで構成される新しいデータセンターネットワークスイッチアーキテクチャを設計しています。
お客様は、環境全体を管理および監視する機能を備えたネットワーク管理プラットフォームを必要としています。どの管理プラットフォームがお客様の要件を満たしていますか?
A. HPE IMC
B. HPE OneView
C. Aruba Airwave
D. Aruba Central
Answer: A

NEW QUESTION: 3
The implementations group has been using the test bed to do a 'proof-of-concept' that requires both Client 1 and Client 2 to access the WEB Server at 209.65.200.241.
After several changes to the network addressing, routing scheme, DHCP services,
NTP services, layer 2 connectivity, FHRP services, and device security, a trouble ticket has been opened indicating that Client 1 cannot ping the 209.65.200.241 address.
Use the supported commands to isolated the cause of this fault and answer the following questions.
The fault condition is related to which technology?
A. IPv4 EIGRP Routing
B. Switch Virtual Interface
C. Switch-to-Switch Connectivity
D. IPv6 RIP Routing
E. IPv4 layer 3 security
F. IP DHCP Helper
G. VLAN ACL / Port ACL
H. Loop Prevention
I. NTP
J. Access Vlans
K. Port Security
Answer: G
Explanation:
On DSW1, VALN ACL, Need to delete the VLAN access-map test1 whose action is to drop access-list 10; specifically 10.2.1.3

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