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FINRA SIE - Securities Industry Essentials Exam (SIE) Exam Braindumps

FINRA SIE - Securities Industry Essentials Exam (SIE) Exam Braindumps

  • Certification Provider:FINRA
  • Exam Code:SIE
  • Exam Name:Securities Industry Essentials Exam (SIE) Exam Exam
  • Total Questions:276 Questions and Answers
  • Product Format: PDF & Test Engine Software Version
  • Support: 24x7 Customer Support on Live Chat and Email
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  • Updates: 90 Days Free Updates Service
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NEW QUESTION: 1
Which of the following measures can be used to reduce settlement risks:
A. providing for physical delivery instead of netted cash settlements
B. all of the above
C. escrow arrangements using a central clearing house
D. increasing the timing differences between the two legs of the transaction
Answer: A
Explanation:
Explanation
increasing the timing differences between the two legs of the transaction will increase settlement risk and not reduce it. Using escrow arrangements, such as central clearing houses to settle transactions (eg the DTCC in the United States) reduces settlement risk. Cash settlements based on netting arrangements reduce settlement risk, while physical delivery combined with gross cash payments increase it.
Therefore Choice 'a' is the correct answer.

NEW QUESTION: 2
Which group is formally chartered and responsible for reviewing, evaluating, approving, delaying, or rejecting changes to the project and for recording and communicating decisions?
A. Project team
B. Change control board
C. Focus group
D. Project stakeholders
Answer: B

NEW QUESTION: 3
Sam works as a Software Developer for GenTech Inc. He creates an ASP.NET page, named Page1, for a college Web site. Page1 is used to enroll new applicants to a certification course offered by the college. In order to get admission to the course, an applicant's age must be between eighteen and twenty-five. The page contains several TextBox controls that are used by applicants to feed their personal details. The data entered by each applicant is then used to check the eligibility of the applicant.
One of the TextBox controls on the page is named txtDateofBirth. Sam wants to verify that the applicants meet the age requirement. He wants to perform validation both on the server-side and on the client-side. In order to validate the age, he adds a CustomValidator control, named CValidator, to the page and sets its ControlToValidate property to txtDateofBirth. Which of the following will Sam use to accomplish the task?
Each correct answer represents a part of the solution. Choose all that apply.
A. ClientValidationFunction event
B. ServerValidate property
C. ClientValidationFunction property
D. ServerValidate event
Answer: C,D

NEW QUESTION: 4
An administrator suspects that Self Protection is preventing local installation of a patch. Which of the following log levels should the administrator review?
A. High severity logging
B. Activity logging
C. Debug logging
D. Event logging
Answer: A

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