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FINRA SIE - Securities Industry Essentials Exam (SIE) Exam Braindumps

FINRA SIE - Securities Industry Essentials Exam (SIE) Exam Braindumps

  • Certification Provider:FINRA
  • Exam Code:SIE
  • Exam Name:Securities Industry Essentials Exam (SIE) Exam Exam
  • Total Questions:276 Questions and Answers
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NEW QUESTION: 1
Which of the following are the initial steps required to perform a risk analysis process? Each correct answer represents a part of the solution. Choose three.
A. Evaluate potential threats to the assets.
B. Establish the threats likelihood and regularity.
C. Estimate the potential losses to assets by determining their value.
D. Valuations of the critical assets in hard costs.
Answer: A,B,C

NEW QUESTION: 2
You have to maintain customer bank details manually in the master record to ensure that as many incoming payments are assigned as possible
A. False
B. True
Answer: A

NEW QUESTION: 3
請求書明細を複数の原価センタに自動的に分散させる必要があります。たとえば、毎月の光熱費をパーセンテージに基づいて複数のコストセンターに割り当てたいとします。
これを実現するには、2つの方法を選択してください。 (2つ選択してください。)
A. 配布セットを定義し、それを請求書に手動で割り当てます。
B. 請求書明細領域の[割り当て]メニューから[すべての明細]オプションを選択します。
C. 原価を割り当てるための補助元帳会計ルールを構成します。
D. 配布セットを定義し、それをサプライヤに割り当てます。
Answer: A,C
Explanation:
Explanation
A: Account Rules by Segment
Define segment rules to derive a specific segment of the general ledger account. For example, a particular segment like the company segment can be determined from the distribution account. Another segment can be determined with the use of a constant value. Creating the account one segment at a time offers greater flexibility, but also requires more setup.
C: You can use a Distribution Set to automatically enter distributions foran invoice when you are not matching it to a purchase order. For example, you can create for an advertising supplier a Distribution Set that allocates advertising expense on an invoice to four advertising departments.
References:https://docs.oracle.com/cd/A60725_05/html/comnls/us/ap/distsets.htm

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