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FINRA SIE - Securities Industry Essentials Exam (SIE) Exam Braindumps

FINRA SIE - Securities Industry Essentials Exam (SIE) Exam Braindumps

  • Certification Provider:FINRA
  • Exam Code:SIE
  • Exam Name:Securities Industry Essentials Exam (SIE) Exam Exam
  • Total Questions:276 Questions and Answers
  • Product Format: PDF & Test Engine Software Version
  • Support: 24x7 Customer Support on Live Chat and Email
  • Valid For: Worldwide - In All Countries
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  • Guarantee: 100% Exam Passing Assurance with Money back Guarantee.
  • Updates: 90 Days Free Updates Service
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NEW QUESTION: 1
Which of the following statements about mutual fund fees is accurate?
A. the custodian receives part of the management fee in addition to a fee for safekeeping of the fund's securities
B. the management group receives part of the sales charge in addition to a management fee
C. the management group receives a fee based upon the amount of assets in the fund
D. the sponsor receives a management fee for buying and selling the fund's portfolio securities
Answer: C
Explanation:
Explanation/Reference:
Explanation: the management group receives a fee based upon the amount of assets in the fund. The management fee is based upon the fund's assets. The sale charge in choice C is received by the fund sponsor (underwriter), which could include the management group but not necessarily.

NEW QUESTION: 2
A virtual machine is exhibiting these symptoms:
-Memory usage is constantly high (94% or greater) or constantly low (24% or less). -Free memory is consistently 6% or less and swapping frequently occurs
Which three solutions could correct this problem? (Choose three.)
A. Verify that Vmware Tools is installed on each virtual machine.
B. Disable the balloon driver in each virtual machine.
C. Decrease the memory reservation setting, if higher than active memory.
D. Create a memory limit for each virtual machine.
E. Add physical memory to the host.
Answer: A,C,E
Explanation:
Make sure Vmware tools are installed on each VM. To weed out the problem, decrease the memory reservation setting if it is higher than active memory or add physical memory to the host to increase its capacity.

NEW QUESTION: 3
The core planning processes are:
A. Planning, Resource planning, Quality assurance, Risk control
B. Scope definition, Resource planning, Cost estimating, Schedule development, Activity definition
C. Inputs, Control, Status reports, Risk management
D. Scope definition, Team development, Schedule control, Budget control, Contract administration
Answer: B

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